James began his career in accountancy with PricewaterhouseCoopers in 1995, has worked in the financial services industry for over 25 years’ and has extensive experience and real skill for operations, financial regulation, compliance and Fintech/Reg tech ecosystem design and implementation. Prior to joining the firm, James worked as Chief Operating Officer, as well as MLCO and MLRO to Tiller Investments Ltd, an FCA regulated and authorised MiFID II investment manager, and as a consultant to the Jersey Financial Services Commission (JFSC), as part of the team implementing the Change Programme for the way it will regulate firms in the future and how entities will interact with the JFSC going forward.
James has also held both Fund Supervision Manager and Senior Manager roles at the JFSC; Compliance Officer and Market Trade Risk Analyst roles with a leading hedge fund; and the Head of Middle Office and Operations with an award-winning investment management firm. James brings strong corporate governance, enterprise risk analysis and mitigation, and multi-jurisdictional regulatory experience to Dominion.
In his spare time, he enjoys cycling.